第3章
作者:佚名 | 字数:20284 字

8。Anotherkindoflabour,usuallyclassedasmental,but

conducingtotheultimateproductasdirectly,thoughnotso

immediately,asmanuallabouritself,isthelabourofthe

inventorsofindustrialprocesses。Isay,usuallyclassedas

mental,becauseinrealityitisnotexclusivelyso。Allhuman

exertioniscompoundedofsomementalandsomebodilyelements。

Thestupidesthodman,whorepeatsfromdaytodaythemechanical

actofclimbingaladder,performsafunctionpartly

intellectual;somuchso,indeed,thatthemostintelligentdog

orelephantcouldnot,probably,betaughttodoit。Thedullest

humanbeing,instructedbeforehand,iscapableofturningamill;

butahorsecannotturnitwithoutsomebodytodriveandwatch

him。Ontheotherhand,thereissomebodilyingredientinthe

labourmostpurelymental,whenitgeneratesanyexternalresult。

NewtoncouldnothaveproducedthePrincipiawithoutthebodily

exertioneitherofpenmanshiporofdictation;andhemusthave

drawnmanydiagrams,andwrittenoutmanycalculationsand

demonstrations,whilehewaspreparingitinhismind。Inventors,

besidesthelabouroftheirbrains,generallygothroughmuch

labourwiththeirhands,inthemodelswhichtheyconstructand

theexperimentstheyhavetomakebeforetheirideacanrealize

itselfsuccessfullyinact。Whethermental,however,orbodily,

theirlabourisapartofthatbywhichtheproductionisbrought

about。ThelabourofWattincontrivingthesteam—enginewasas

essentialapartofproductionasthatofthemechanicswhobuild

ortheengineerswhoworktheinstrument;andwasundergone,no

lessthantheirs,intheprospectofaremunerationfromthe

produce。Thelabourofinventionisoftenestimatedandpaidon

theverysameplanasthatofexecution。Manymanufacturersof

ornamentalgoodshaveinventorsintheiremployment,whoreceive

wagesorsalariesfordesigningpatterns,exactlyasothersdo

forcopyingthem。Allthisisstrictlypartofthelabourof

production;asthelabouroftheauthorofabookisequallya

partofitsproductionwiththatoftheprinterandbinder。

Inanational,oruniversalpointofview,thelabourofthe

savant,orspeculativethinker,isasmuchapartofproduction

intheverynarrowestsense,asthatoftheinventorofa

practicalart;manysuchinventionshavingbeenthedirect

consequencesoftheoreticdiscoveries,andeveryextensionof

knowledgeofthepowersofnaturebeingfruitfulofapplications

tothepurposesofoutwardlife。Theelectro—magnetictelegraph

wasthewonderfulandmostunexpectedconsequenceofthe

experimentsofOErstedandthemathematicalinvestigationsof

Amp鑢e:andthemodernartofnavigationisanunforeseen

emanationfromthepurelyspeculativeandapparentlymerely

curiousenquiry,bythemathematiciansofAlexandria,intothe

propertiesofthreecurvesformedbytheintersectionofaplane

surfaceandacone。Nolimitcanbesettotheimportance,even

inapurelyproductiveandmaterialpointofview,ofmere

thought。Inasmuch,however,asthesematerialfruits,thoughthe

result,areseldomthedirectpurposeofthepursuitsofsavants,

noristheirremunerationingeneralderivedfromtheincreased

productionwhichmaybecausedincidentally,andmostlyaftera

longinterval,bytheirdiscoveries;thisultimateinfluencedoes

not,formostofthepurposesofpoliticaleconomy,requiretobe

takenintoconsideration;aregenerallyclassedastheproducers

onlyofbooks,orotheruseableorsaleablearticles,which

directlyemanatefromthem。Butwhen(asinpoliticaleconomyone

shouldalwaysbepreparedtodo)weshiftourpointofview,and

considernotindividualacts,andthemotivesbywhichtheyare

determined,hutnationalanduniversalresults,intellectual

speculationmustbelookeduponasamostinfluentialpartofthe

productivelabourofsociety,andtheportionofitsresources

employedincarryingonandinremuneratingsuchlabour,asa

highlyproductivepartofitsexpenditure。

9。Intheforegoingsurveyofthemodesofemployinglabour

infurtheranceofproduction,Ihavemadelittleuseofthe

populardistinctionofindustryintoagricultural,manufacturing,

andcommercial。For,intruth,thisdivisionfulfilsverybadly

thepurposesofaclassification。Manygreatbranchesof

productiveindustryfindnoplaceinit,ornotwithoutmuch

straining;forexample(nottospeakofhuntersorfishers)the

miner,theroad—maker,andthesailor。Thelimit,too,between

agriculturalandmanufacturingindustrycannotbeprecisely

drawn。Themiller,forinstance,andthebaker—aretheytobe

reckonedamongagriculturists,oramongmanufacturers?Their

occupationisinitsnaturemanufacturing;thefoodhasfinally

partedcompanywiththesoilbeforeitishandedovertothem:

this,however,mightbesaidwithequaltruthofthethresher,

thewinnower,themakersofbutterandcheese;operationsalways

countedasagricultural,probablybecauseitisthecustomfor

themtobeperformedbypersonsresidentonthefarm,andunder

thesamesuperintendenceastillage。Formanypurposesallthese

persons,themillerandbakerinclusive,mustbeplacedinthe

sameclasswithploughmenandreapers。Theyareallconcernedin

producingfood,anddependfortheirremunerationonthefood

produced;whentheoneclassaboundsandflourishes,theothers

dosotoo;theyformcollectivelythe"agriculturalinterest;"

theyrenderbutoneservicetothecommunitybytheirunited

labours,andarepaidfromonecommonsource。Eventhetillersof

thesoil,again,whentheproduceisnotfood,butthematerials

ofwhatarecommonlytermedmanufactures,belonginmanyrespects

tothesamedivisionintheeconomyofsocietyasmanufacturers。

Thecotton—planterofCarolina,andthewool—growerofAustralia,

havemoreinterestsincommonwiththespinnerandweaverthan

withthecorngrower。But,ontheotherhand,theindustrywhich

operatesimmediatelyuponthesoilhas,asweshallsee

hereafter,somepropertiesonwhichmanyimportantconsequences

depend,andwhichdistinguishitfromallthesubsequentstages

ofproduction,whethercarriedonbythesamepersonornot;from

theindustryofthethresherandwinnower,asmuchasfromthat

ofthecotton—spinner。WhenIspeak,therefore,ofagricultural

labour,Ishallgenerallymeanthis,andthisexclusively,unless

thecontraryiseitherstatedorimpliedinthecontext。Theterm

manufacturingistoovaguetobeofmuchusewhenprecisionis

required,andwhenIemployit,Iwishtobeunderstoodas

intendingtospeakpopularlyratherthanscientifically。

NOTES:

1。Theableandfriendlyreviewerofthistreatiseinthe

EdinburghReview(October1848)conceivesthedistinctionbetween

materialsandimplementsratherdifferently;proposingto

considerasmaterials"allthingswhich,afterhavingundergone

thechangeimpliedinproduction,arethemselvesmatterof

exchange,"andasimplements(orinstruments)"thethingswhich

areemployedinproducingthatchange,butdonotthemselves

becomepartoftheexchangeableresult。"Accordingtothese

definitions,thefuelconsumedinamanufactorywouldbe

considered,notasamaterial,butasaninstrument。Thisuseof

thetermsaccordsbetterthatthatproposedinthetext,withthe

primitivephysicalmeaningoftheword"material";butthe

distinctiononwhichitisgroundedisonealmostirrelevantto

politicaleconomy。

ThePrinciplesofPoliticalEconomy

byJohnStuartMill

Book1,Chapter3

OfUnproductiveLabour

1。Labourisindispensabletoproduction,buthasnotalways

productionforitseffect。Thereismuchlabour,andofahigh

orderofusefulness,ofwhichproductionisnottheobject。

LabourhasaccordinglybeendistinguishedintoProductiveand

Unproductive。Therehasbeennotalittlecontroversyamong

politicaleconomistsonthequestion,whatkindsoflabourshould

bereputedtobeunproductive;andtheyhavenotalways

perceived,thattherewasinrealitynomatteroffactindispute

betweenthem。

Manywritershavebeenunwillingtoclassanylabouras

productive,unlessitsresultispalpableinsomematerial

object,capableofbeingtransferredfromonepersontoanother。

Thereareothers(amongwhomareMr。M’CullochandM。Say)who

lookinguponthewordunproductiveasatermofdisparagement,

remonstrateagainstimposingituponanylabourwhichisregarded

asuseful—whichproducesabenefitorapleasureworththecost。

Thelabourofofficersofgovernment,ofthearmyandnavy,of

physicians,lawyers,teachers,musicians,dancers,actors,

domesticservants,&c。,whentheyreallyaccomplishwhattheyare

paidfor,andarenotmorenumerousthanisrequiredforits

performance,oughtnot,saythesewriters,tobe"stigmatized"as

unproductive,anexpressionwhichtheyappeartoregardas

synonymouswithwastefulorworthless。Butthisseemstobea

misunderstandingofthematterindispute。Productionnotbeing

thesoleendofhumanexistence,thetermunproductivedoesnot

necessarilyimplyanystigma;norwaseverintendedtodosoin

thepresentcase。Thequestionisoneofmerelanguageand

classification。Differencesoflanguage,however,arebynomeans

unimportant,evenwhennotgroundedondifferencesofopinion;

forthougheitheroftwoexpressionsmaybeconsistentwiththe

wholetruth,theygenerallytendtofixattentionupondifferent

partsofit。Wemustthereforeenteralittleintothe

considerationofthevariousmeaningswhichmayattachtothe

wordsproductiveandunproductivewhenappliedtolabour。

Inthefirstplace,eveninwhatiscalledtheproductionof

materialobjects,itmustberememberedthatwhatisproducedis

notthemattercomposingthem。Allthelabourofallthehuman

beingsintheworldcouldnotproduceoneparticleofmatter。To

weavebroadclothisbuttorearrange,inapeculiarmanner,the

particlesofwool;togrowcornisonlytoputaportionof

mattercalledaseed,intoasituationwhereitcandrawtogether

particlesofmatterfromtheearthandair,toformthenew

combinationcalledaplant。Thoughwecannotcreatematter,we

cancauseittoassumeproperties,bywhich,fromhavingbeen

uselesstous,itbecomesuseful。Whatweproduce,ordesireto

produce,isalways,asM。Sayrightlytermsit,anutility。

Labourisnotcreativeofobjects,butofutilities。Neither,

again,doweconsumeanddestroytheobjectsthemselves;the

matterofwhichtheywerecomposedremains,moreorlessaltered

inform:whathasreallybeenconsumedisonlythequalitiesby

whichtheywerefittedforthepurposetheyhavebeenappliedto。

Itis,therefore,pertinentlyaskedbyM。Sayandothers—since,

whenwearesaidtoproduceobjects,weonlyproduceutility,why

shouldnotalllabourwhichproducesutilitybeaccounted

productive?Whyrefusethattitletothesurgeonwhosetsalimb,

thejudgeorlegislatorwhoconferssecurity,andgiveittothe

lapidarywhocutsandpolishesadiamond?Whydenyittothe

teacherfromwhomIlearnanartbywhichIcangainmybread,

andaccordittotheconfectionerwhomakesbonbonsforthe

momentarypleasureofasenseoftaste。

Itisquitetruethatallthesekindsoflabourare

productiveofutility;anthequestionwhichnowoccupiesus

couldnothavebeenaquestionatall,iftheproductionof

utilitywereenoughtosatisfythenotionwhichmankindhave

usuallyformedofproductivelabour。Production,andproductive,

areofcourseellipticalexpressions,involvingtheideaofa

somethingproduced;butthissomething,incommonapprehension,I

conceivetobe,notutility,butWealth。Productivelabourmeans

labourproductiveofwealth。Wearerecalled,therefore,tothe

questiontoucheduponinourfirstchapter,whatWealthis,and

whetheronlymaterialproducts,orallusefulproducts,aretobe

includedinit。

2。Nowtheutilitiesproducedbylabourareofthreekinds。

Theyare,

First,utilitiesfixedandembodiedinoutwardobjects;by

labouremployedininvestingexternalmaterialthingswith

propertieswhichrenderthemserviceabletohumanbeings。Thisis

thecommoncase,andrequiresnoillustration。

Secondly,utilitiesfixedandembodiedinhumanbeings;the

labourbeinginthiscaseemployedinconferringonhumanbeings,

qualitieswhichrenderthemserviceabletothemselvesandothers。

Tothisclassbelongsthelabourofallconcernedineducation;

notonlyschoolmasters,tutors,andprofessors,butgovernments,

sofarastheyaimsuccessfullyattheimprovementofthepeople;

moralists,andclergymen,asfarasproductiveofbenefit;the

labourofphysicians,asfarasinstrumentalinpreservinglife

andphysicalormentalefficiency;oftheteachersofbodily

exercises,andofthevarioustrades,sciences,andarts,

togetherwiththelabourofthelearnersinacquiringthem;and

alllabourbestowedbyanypersons,throughoutlife,inimproving

theknowledgeorcultivatingthebodilyormentalfacultiesof

themselvesorothers。

Thirdlyandlastly,utilitiesnotfixedorembodiedinany

object,butconsistinginamereservicerendered;apleasure

given,aninconvenienceorapainaverted,duringalongerora

shortertime,butwithoutleavingapermanentacquisitioninthe

improvedqualitiesofanypersonorthing;thelabourbeing

employedinproducinganutilitydirectly,not(asinthetwo

formercases)infittingsomeotherthingtoaffordanutility。

Such,forexample,isthelabourofthemusicalperformer,the

actor,thepublicdeclaimerorreciter,andtheshowman。Some

goodmaynodoubtbeproduced,andmuchmoremightbeproduced,

beyondthemoment,uponthefeelingsanddisposition,orgeneral

stateofenjoymentofthespectators;orinsteadofgoodthere

maybeharm;butneithertheonenortheotheristheeffect

intended,istheresultforwhichtheexhibitorworksandthe

spectatorpays;nothingbuttheimmediatepleasure。Such,again,

isthelabourofthearmyandnavy;they,atthebest,preventa

countryfrombeingconquered,orfrombeinginjuredorinsulted,

whichisaservice,butinallotherrespectsleavethecountry

neitherimprovednordeteriorated。Such,too,isthelabourof

thelegislator,thejudge,theofficerofjustice,andallother

agentsofgovernment,intheirordinaryfunctions,apartfromany

influencetheymayexertontheimprovementofthenationalmind。

Theservicewhichtheyrender,istomaintainpeaceandsecurity;

thesecomposetheutilitywhichtheyproduce。Itmayappearto

some,thatcarriers,andmerchantsordealers,shouldbeplaced

inthissameclass,sincetheirlabourdoesnotaddany

propertiestoobjects:butIreplythatitdoes:itaddsthe

propertyofbeingintheplacewheretheyarewanted,insteadof

beinginsomeotherplace:whichisaveryusefulproperty,and

theutilityitconfersisembodiedinthethingsthemselves,

whichnowactuallyareintheplacewheretheyarerequiredfor

use,andinconsequenceofthatincreasedutilitycouldbesold

atanincreasedprice,proportionedtothelabourexpendedin

conferringit。Thislabour,therefore,doesnotbelongtothe

thirdclass,buttothefirst。

3。Wehavenowtoconsiderwhichofthesethreeclassesof

labourshouldbeaccountedproductiveofwealth,sincethatis

whatthetermproductive,whenusedbyitself,mustbeunderstood

toimport。Utilitiesofthethirdclass,consistinginpleasures

whichonlyexistwhilebeingenjoyed,andserviceswhichonly

existwhilebeingperformed,cannotbespokenofaswealth,

exceptbyanacknowledgedmetaphor。Itisessentialtotheidea

ofwealthtobesusceptibleofaccumulation:thingwhichcannot,

afterbeingproduced,bekeptforsometimebeforebeingused,

arenever,Ithink,regardedaswealth,sincehowevermuchof

themmaybeproducedandenjoyed,thepersonbenefitedbythemis

noricher,isnowiseimprovedincircumstances。Butthereisnot

sodistinctandpositiveaviolationofusageinconsideringas

wealthanyproductwhichisbothusefulandsusceptibleof

accumulation。Theskill,andtheenergyandperseverance,ofthe

artisansofacountry,arereckonedpartofitswealth,noless

thantheirtoolsandmachinery。(1*)Accordingtothisdefinition,

weshouldregardalllabourasproductivewhichisemployedin

creatingpermanentutilities,whetherembodiedinhumanbeings,

orinanyotheranimateorinanimateobjects。ThisnomenclatureI

have,inaformerpublication,(2*)recommended,asmostconducive

totheendsofclassification;andIamstillofthatopinion。

Butinapplyingthetermwealthtotheindustrialcapacities

ofhumanbeing,thereseemsalways,inpopularapprehension,to

beatacitreferencetomaterialproducts。Theskillofan

artisanisaccountedwealth,onlyasbeingthemeansofacquiring

wealthinamaterialsense;andanyqualitiesnottendingvisibly

tothatobjectarescarcelysoregardedatall。Acountrywould

hardlybesaidtobericher,exceptbyametaphor,however

preciousapossessionitmighthaveinthegenius,thevirtues,

ortheaccomplishmentsofitsinhabitants;unlessindeedthese

werelookeduponasmarketablearticles,bywhichitcould

attractthematerialwealthofothercountries,astheGreeksof

old,andseveralmodernnationshavedone。While,therefore,I

shouldprefer,wereIconstructinganewtechnicallanguage,to

makethedistinctionturnuponthepermanenceratherthanupon

thematerialityoftheproduct,yetwhenemployingtermswhich

commonusagehastakencompletepossessionof,itseemsadvisable

sotoemploythemastodotheleastpossibleviolencetousage;

sinceanyimprovementinterminologyobtainedbystrainingthe

receivedmeaningofapopularphrase,isgenerallypurchased

beyonditsvalue,bytheobscurityarisingfromtheconflict

betweennewandoldassociations。

Ishall,therefore,inthistreatise,whenspeakingof

wealth,understandbyitonlywhatiscalledmaterialwealth,and

byproductivelabouronlythosekindsofexertionwhichproduce

utilitiesembodiedinmaterialobjects。Butinlimitingmyselfto

thissenseoftheword,Imeantoavailmyselfofthefullextent

ofthatrestrictedacceptation,andIshallnotrefusethe

appellationproductive,tolabourwhichyieldsnomaterial

productasitsdirectresult,providedthatanincreaseof

materialproductsisitsultimateconsequence。Thus,labour

expendedintheacquisitionofmanufacturingskill,Iclassas

productive,notinvirtueoftheskillitself,butofthe

manufacturedproductscreatedbytheskill,andtothecreation

ofwhichthelabouroflearningthetradeisessentially

conducive。Thelabourofofficersofgovernmentinaffordingthe

protectionwhich,affordedinsomemannerorother,is

indispensabletotheprosperityofindustry,mustbeclassedas

productiveevenofmaterialwealth,becausewithoutit,material

wealth,inanythinglikeitspresentabundance,couldnotexist。

Suchlabourmaybesaidtobeproductiveindirectlyormediately,

inoppositiontothelabouroftheploughmanandthe

cotton—spinner,whichareproductiveimmediately。Theyareall

alikeinthis,thattheyleavethecommunityricherinmaterial

productsthantheyfoundit;theyincrease,ortendtoincrease,

materialwealth。

4。ByUnproductiveLabour,onthecontrary,willbe

understoodlabourwhichdoesnotterminateinthecreationof

materialwealth;which,howeverlargelyorsuccessfully

practised,doesnotrenderthecommunity,andtheworldatlarge,

richerinmaterialproducts,butpoorerbyallthatisconsumed

bythelabourerswhilesoemployed。

Alllabouris,inthelanguageofpoliticaleconomy,

unproductive,whichendsinimmediateenjoyment,withoutany

increaseoftheaccumulatedstockofpermanentmeansof

enjoyment。Andalllabour,accordingtoourpresentdefinition,

mustbeclassedasunproductive,whichterminatesinapermanent

benefit,howeverimportant,providedthatanincreaseofmaterial

productsformsnopartofthatbenefit。Thelabourofsavinga

friend’slifeisnotproductive,unlessthefriendisa

productivelabourer,andproducesmorethanheconsumes。Toa

religiouspersonthesavingofasoulmustappearafarmore

importantservicethanthesavingofalife;buthewillnot

thereforecallamissionaryoraclergymanproductivelabourers,

unlesstheyteach,astheSouthSeaMissionarieshaveinsome

casesdone,theartsofcivilizationinadditiontothedoctrines

oftheirreligion。Itis,onthecontrary,evidentthatthe

greaternumberofmissionariesorclergymenanationmaintains,

thelessithastoexpendonotherthings;whilethemoreit

expendsjudiciouslyinkeepingagriculturistsandmanufacturers

atwork,themoreitwillhaveforeveryotherpurpose。Bythe

formeritdiminishes,caeterisparibus,itsstockofmaterial

products;bythelatter,itincreasesthem。

Unproductivemaybeasusefulasproductivelabour;itmaybe

moreuseful,eveninpointofpermanentadvantage;oritsusemay

consistonlyinpleasurablesensation,whichwhengoneleavesno

trace;oritmaynotaffordeventhis,butmaybeabsolutewaste。

Inanycasesocietyormankindgrownoricherbyit,butpoorer。

Allmaterialproductsconsumedbyanyonewhileheproduces

nothing,aresomuchsubtracted,forthetime,fromthematerial

productswhichsocietywouldotherwisehavepossessed。Butthough

societygrowsnoricherbyunproductivelabour,theindividual

may。Anunproductivelabourermayreceiveforhislabour,from

thosewhoderivepleasureorbenefitfromit,aremuneration

whichmaybetohimaconsiderablesourceofwealth;buthisgain

isbalancedbytheirloss;theymayhavereceivedafull

equivalentfortheirexpenditure,buttheyaresomuchpoorerby

it。Whenatailormakesacoatandsellsit,thereisatransfer

ofthepricefromthecustomertothetailor,andacoatbesides

whichdidnotpreviouslyexist;butwhatisgainedbyanactoris

ameretransferfromthespectator’sfundstohis,leavingno

articleofwealthforthespectator’sindemnification。Thusthe

communitycollectivelygainsnothingbytheactor’slabour;and

itloses,ofhisreceipts,allthatportionwhichheconsumes,

retainingonlythatwhichhelaysby。Acommunity,however,may

addtoitswealthbyunproductivelabour,attheexpenseofother

communities,asanindividualmayattheexpenseofother

individuals。ThegainsofItalianoperasingers,German

governesses,Frenchballetdancers,&c。,areasourceofwealth,

asfarastheygo,totheirrespectivecountries,iftheyreturn

thither。ThepettystatesofGreece,especiallytheruderand

morebackwardofthosestates,werenurseriesofsoldiers,who

hiredthemselvestotheprincesandsatrapsoftheEasttocarry

onuselessanddestructivewars,andreturnedwiththeirsavings

topasstheirdecliningyearsintheirowncountry……thesewere

unproductivelabourers,andthepaytheyreceived,togetherwith

theplundertheytook,wasanoutlaywithoutreturntothe

countrieswhichfurnishedit;but,thoughnogaintotheworld,

itwasagaintoGreece。Atalaterperiodthesamecountryand

itscoloniessuppliedtheRomanempirewithanotherclassof

adventurers,who,underthenameofphilosophersorof

rhetoricians,taughttotheyouthofthehigherclasseswhatwere

esteemedthemostvaluableaccomplishments:theseweremainly

unproductivelabourers,buttheiramplerecompensewasasource

ofwealthtotheirowncountry。Innoneofthesecaseswasthere

anyaccessionofwealthtotheworld。Theservicesofthe

labourers,ifuseful,wereobtainedatasacrificetotheworld

ofaportionofmaterialwealth;ifuseless,allthatthese

labourersconsumedwastotheworldwaste。

Tobewasted,however,isaliabilitynotconfinedto

unproductivelabour。Productivelabourmayequallybewasted,if

moreofitisexpendedthanreallyconducestoproduction。If

defectofskillinlabourers,orofjudgmentinthosewhodirect

them,causesamisapplicationofproductiveindustry;ifafarmer

persistsinploughingwiththreehorsesandtwomen,when

experiencehasshownthattwohorseandonemanaresufficient,

thesurpluslabour,thoughemployedforpurposesofproduction,

iswasted。Ifanewprocessisadoptedwhichprovesnobetter,or

notsogoodasthosebeforeinuse,thelabourexpendedin

perfectingtheinventionandincarryingitintopractice,though

employedforaproductivepurpose,iswasted。Productivelabour

mayrenderanationpoorer,ifthewealthitproduces,thatis,

theincreaseitmakesinthestockofusefuloragreeablethings,

beofakindnotimmediatelywanted:aswhenacommodityis

unsaleable,becauseproducedinaquantitybeyondthepresent

demand;orwhenspeculatorsbuilddocksandwarehousesbefore

thereisanytrade。SomeoftheStatesofNorthAmerica,by

makingprematurerailwaysandcanals,arethoughttohavemade

thiskindofmistake;anditwasforsometimedoubtfulwhether

England,inthedisproportionatedevelopmentofrailway

enterprise,hadnot,insomedegree,followedtheexample。Labour

sunkinexpectationofadistantreturn,whenthegreat

exigenciesorlimitedresourcesofthecommunityrequirethatthe

returnberapid,mayleavethecountrynotonlypoorerinthe

meanwhile,byallwhichthoselabourersconsume,butlessrich

evenultimatelythanifimmediatereturnshadbeensoughtinthe

firstinstance,andenterprisesfordistantprofitpostponed。

5。ThedistinctionofProductiveandUnproductiveis

applicabletoconsumptionaswellastolabour。Allthemembers

ofthecommunityarenotlabourers,hutallareconsumers,and

consumeeitherunproductivelyorproductively。Whoever

contributesnothingdirectlyorindirectlytoproduction,isan

unproductiveconsumer。Theonlyproductiveconsumersare

productivelabourers;thelabourofdirectionbeingofcourse

included,aswellasthatofexecution。Buttheconsumptioneven

ofproductivelabourersisnotallofitproductiveconsumption。

Thereisunproductiveconsumptionbyproductiveconsumers。What

theyconsumeinkeepinguporimprovingtheirhealth,strength,

andcapacitiesofwork,orinrearingotherproductivelabourers

tosucceedthem,isproductiveconsumption。Butconsumptionon

pleasuresorluxuries,whetherbytheidleorbytheindustrious,

sinceproductionisneitheritsobjectnorisinanywayadvanced

byit,mustbereckonedunproductive:withareservationperhaps

ofacertainquantumofenjoymentwhichmaybeclassedamong

necessaries,sinceanythingshortofitwouldnotbeconsistent

withthegreatestefficiencyoflabour。Thataloneisproductive

consumption,whichgoestomaintainandincreasetheproductive

powersofthecommunity;eitherthoseresidinginitssoil,in

itsmaterials,inthenumberandefficiencyofitsinstrumentsof

production,orinitspeople。

Therearenumerousproductswhichmaybesaidnottoadmitof

beingconsumedotherwisethanunproductively。Theannual

consumptionofgoldlace,pineapples,orchampagne,mustbe

reckonedunproductive,sincethesethingsgivenoassistanceto

production,noranysupporttolifeorstrength,butwhatwould

equallybegivenbythingsmuchlesscostly。Henceitmightbe

supposedthatthelabouremployedinproducingthemoughtnotto

beregardedasproductive,inthesenseinwhichthetermis

understoodbypoliticaleconomists。Igrantthatnolabourtends

tothepermanentenrichmentofsociety,whichisemployedin

producingthingsfortheuseofunproductiveconsumers。The

tailorwhomakesacoatforamanwhoproducesnothing,isa

productivelabourer;butinafewweeksormonthsthecoatis

wornout,whilethewearerhasnotproducedanythingtoreplace

it,andthecommunityisthennoricherbythelabourofthe

tailor,thanifthesamesumhadbeenpaidforastallatthe

opera。Nevertheless,societyhasbeenricherbythelabourwhile

thecoatlasted,thatis,untilsociety,throughoneofits

unproductivemembers,chosetoconsumetheproduceofthelabour

unproductively。Thecaseofthegoldlaceorthepineappleisno

furtherdifferent,thanthattheyarestillfurtherremovedthan

thecoatfromthecharacterofnecessaries。Thesethingsalsoare

wealthuntiltheyhavebeenconsumed。

6。Wesee,however,bythis,thatthereisadistinction,

moreimportanttothewealthofacommunitythaneventhat

betweenproductiveandunproductivelabour;thedistinction,

namely,betweenlabourforthesupplyofproductive,andforthe

supplyofunproductive,consumption;betweenlabouremployedin

keepinguporinaddingtotheproductiveresourcesofthe

country,andthatwhichisemployedotherwise。Oftheproduceof

thecountry,apartonlyisdestinedtobeconsumedproductively;

theremaindersuppliestheunproductiveconsumptionofproducers,

andtheentireconsumptionoftheunproductiveclasses。Suppose

thattheproportionoftheannualproduceappliedtothefirst

purposeamountstohalf;thenone—halftheproductivelabourers

ofthecountryareallthatareemployedintheoperationson

whichthepermanentwealthofthecountrydepends。Theotherhalf

areoccupiedfromyeartoyearandfromgenerationtogeneration

inproducingthingswhichareconsumedanddisappearwithout

return;andwhateverthishalfconsumeisascompletelylost,as

toanypermanenteffectonthenationalresources,asifitwere

consumedunproductively。Supposethatthissecondhalfofthe

labouringpopulationceasedtowork,andthatthegovernmentor

theirparishesmaintainedtheminidlenessforawholeyear:the

firsthalfwouldsufficetoproduce,astheyhaddonebefore,

theirownnecessariesandthenecessariesofthesecondhalf,and

tokeepthestockofmaterialsandimplementsundiminished:the

unproductiveclasses,indeed,wouldbeeitherstaredorobliged

toproducetheirownsubsistence,andthewholecommunitywould

bereducedduringayeartobarenecessaries;butthesourcesof

productionwouldbeunimpaired,andthenextyeartherewouldnot

necessarilybeasmallerproducethanifnosuchintervalof

inactivityhadoccurred;whileifthecasehadbeenreversed,if

thefirsthalfofthelabourershadsuspendedtheiraccustomed

occupations,andthesecondhalfhadcontinuedtheirs,the

countryattheendofthetwelvemonthwouldhavebeenentirely

impoverished。

Itwouldbeagreaterrortoregretthelargeproportionof

theannualproduce,whichinanopulentcountrygoestosupply

unproductiveconsumption。Itwouldbetolamentthatthe

communityhassomuchtosparefromitsnecessities,forits

pleasuresandforallhigheruses。Thisportionoftheproduceis

thefundfromwhichallthewantsofthecommunity,otherthan

thatofmereliving,areprovidedfor;themeasureofitsmeans

ofenjoyment,andofitspowerofaccomplishingallpurposesnot

productive。Thatsogreatasurplusshouldbeavailableforsuch

purposes,andthatitshouldbeappliedtothem,canonlybea

subjectofcongratulation。Thethingstoberegretted,andwhich

arenotincapableofbeingremedied,aretheprodigious

inequalitywithwhichthissurplusisdistributed,thelittle

worthoftheobjectstowhichthegreaterpartofitisdevoted,

andthelargesharewhichfallstothelotofpersonswhorender

noequivalentserviceinreturn。

NOTES:

1。Someauthoritieslookuponitasanessentialelementinthe

ideaofwealth,thatitshouldbecapablenotsolelyofbeing

accumulatedbutofbeingtransferred;andinasmuchasthe

valuablequalities,andeventheproductivecapacities,ofa

humanbeing,cannotbedetachedfromhimandpassedtosomeone

else,theydenytothesetheappellationofwealth,andtothe

labourexpendedinacquiringthemthenameofproductivelabour。

Itseemstome,however,thattheskillofanartisan(for

instance)beingbothadesirablepossession,andoneofacertain

durability(nottosayproductiveevenofnationalwealth),there

isnobetterreasonforrefusingtoitthetitleofwealth

becauseitisattachedtoaman,thantoacoalpitormanufactory

becausetheyareattachedtoaplace。Besides,iftheskill

itselfcannotbepartedwithtoapurchaser,theuseofitmay;

ifitcannotbesold,itcanbehired;anditmaybe,andis,

soldoutrightinallcountrieswhoselawspermitthattheman

himselfshouldbesoldalongwithit。Itsdefectof

transferabilitydoesnotresultfromanaturalbutfromalegal

andmoralobstacle。Thehumanbeinghimself(asformerly

observed)Idonotclassaswealth。Heisthepurposeforwhich

wealthexists。Buthisacquiredcapacities,whichexistonlyas

means,andhavebeencalledintoexistencebylabour,fall

rightly,asitseemstome,withinthatdesignation。

2。EssaysonsomeUnsettledQuestionsofPoliticalEconomy。Essay

III。OnthewordsProductiveandUnproductive。

ThePrinciplesofPoliticalEconomy

byJohnStuartMill

Book1,Chapter4

OfCapital

1。Ithasbeenseenintheprecedingchaptersthatbesides

theprimaryanduniversalrequisitesofproduction,labourand

naturalagents,thereisanotherrequisitewithoutwhichno

productiveoperations,beyondtherudeandscantybeginningsof

primitiveindustry,arepossible:namely,astock,previously

accumulated,oftheproductsofformerlabour。Thisaccumulated

stockoftheproduceoflabouristermedCapital。Thefunctionof

Capitalinproduction,itisoftheutmostimportancethoroughly

tounderstand,sinceanumberoftheerroneousnotionswithwhich

oursubjectisinfested,originateinanimperfectandconfused

apprehensionofthispoint。

Capital,bypersonswhollyunusedtoreflectonthesubject,

issupposedtobesynonymouswithmoney。Toexposethis

misapprehension,wouldbetorepeatwhathasbeensaidinthe

introductorychapter。Moneyisnomoresynonymouswithcapital

thanitiswithwealth。Moneycannotinitselfperformanypart

oftheofficeofcapital,sinceitcanaffordnoassistanceto

production。Todothis,itmustbeexchangedforotherthings;

andanything,whichissusceptibleofbeingexchangedforother

things,iscapableofcontributingtoproductioninthesame

degree。Whatcapitaldoesforproduction,istoaffordthe

shelter,protection,toolsandmaterialswhichtheworkrequires,

andtofeedandotherwisemaintainthelabourersduringthe

process。Thesearetheserviceswhichpresentlabourrequires

frompast,andfromtheproduceofpast,labour。Whateverthings

aredestinedforthisuse——destinedtosupplyproductivelabour

withthesevariousprerequisites——areCapital。

Tofamiliarizeourselveswiththeconception,letusconsider

whatisdonewiththecapitalinvestedinanyofthebranchesof

businesswhichcomposetheproductiveindustryofacountry。A

manufacturer,forexample,hasonepartofhiscapitalinthe

formofbuildings,fittedanddestinedforcarryingonhisbranch

ofmanufacture。Anotherparthehasintheformofmachinery。A

thirdconsists,ifhebeaspinner,ofrawcotton,flax,orwool;

ifaweaver,offlaxen,woollen,silk,orcotton,thread;andthe

like,accordingtothenatureofthemanufacture。Foodand

clothingforhisoperatives,itisnotthecustomofthepresent

agethatheshoulddirectlyprovide;andfewcapitalists,except

theproducersoffoodorclothing,haveanyportionworth

mentioningoftheircapitalinthatshape。Insteadofthis,each

capitalisthasmoney,whichhepaystohisworkpeople,andso

enablesthemtosupplythemselves:hehasalsofinishedgoodsin

hiswarehouses,bythesaleofwhichheobtainsmoremoney,to

employinthesamemanner,aswellastoreplenishhisstockof

materials,tokeephisbuildingsandmachineryinrepair,andto

replacethemwhenwornout。Hismoneyandfinishedgoods,

however,arenotwhollycapital,forhedoesnotwhollydevote

themtothesepurposes:heemploysapartoftheone,andofthe

proceedsoftheother,insupplyinghispersonalconsumptionand

thatofhisfamily,orinhiringgroomsandvalets,or

maintaininghuntersandhounds,orineducatinghischildren,or

inpayingtaxes,orincharity。Whatthenishiscapital?

Preciselythatpartofhispossessions,whateveritbe,whichis

toconstitutehisfundforcarryingonfreshproduction。Itisof

noconsequencethatapart,oreventhewholeofit,isinaform

inwhichitcannotdirectlysupplythewantsoflabourers。

Suppose,forinstance,thatthecapitalistisahardware

manufacturer,andthathisstockintrade,overandabovehis

machinery,consistsatpresentwhollyinirongoods。Irongoods

cannotfeedlabourers。Nevertheless,byamerechangeofthe

destinationoftheseirongoods,hecancauselabourerstobe

fed。Supposethatwithaportionoftheproceedsheintendedto

maintainapackofhounds,oranestablishmentofservants;and

thathechangeshisintention,andemploysitinhisbusiness,

payingitinwagestoadditionalworkpeople。Theseworkpeopleare

enabledtobuyandconsumethefoodwhichwouldotherwisehave

beenconsumedbythehoundsorbytheservants;andthuswithout

theemployer’shavingseenortouchedoneparticleofthefood,

hisconducthasdeterminedthatsomuchmoreofthefoodexisting

inthecountryhasbeendevotedtotheuseofproductive

labourers,andsomuchlessconsumedinamannerwholly

unproductive。Nowvarythehypothesis,andsupposethatwhatis

thuspaidinwageswouldotherwisehavebeenlaidoutnotin

feedingservantsorhounds,butinbuyingplateandjewels;and

inordertorendertheeffectperceptible,letussupposethat

thechangetakesplaceonaconsiderablescale,andthatalarge

sumisdivertedfrombuyingplateandjewelstoemploying

productivelabourers,whomweshallsupposetohavebeen

previously,liketheIrishpeasantry,onlyhalfemployedandhalf

fed。Thelabourers,onreceivingtheirincreasedwages,willnot

laythemoutinplateandjewels,butinfood。Thereisnot,

however,additionalfoodinthecountry;noranyunproductive

labourersoranimals,asintheformercase,whosefoodisset

freeforproductivepurposes。Foodwillthereforebeimportedif

possible;ifnotpossible,thelabourerswillremainforaseason

ontheirshortallowance:buttheconsequencesofthischangein

thedemandforcommodities,occasionedbythechangeinthe

expenditureofcapitalistsfromunproductivetoproductive,is

thatnextyearmorefoodwillbeproduced,andlessplateand

jewellery。Sothatagain,withouthavinghadanythingtodowith

thefoodofthelabourersdirectly,theconversionbyindividuals

ofaportionoftheirproperty,nomatterofwhatsort,froman

unproductivedestinationtoaproductive,hashadtheeffectof

causingmorefoodtobeappropriatedtotheconsumptionof

productivelabourers。Thedistinction,then,betweenCapitaland

Not—capital,doesnotlieinthekindofcommodities,butinthe

mindofthecapitalist——inhiswilltoemploythemforone

purposeratherthananother;andallproperty,howeverill

adaptedinitselffortheuseoflabourers,isapartofcapital,

sosoonasit,orthevaluetobereceivedfromit,issetapart

forproductivereinvestment。Thesumofallthevaluesso

destinedbytheirrespectivepossessors,composesthecapitalof

thecountry。Whetherallthosevaluesareinashapedirectly

applicabletoproductiveuses,makesnodifference。Theirshape,

whateveritmaybe,isatemporaryaccident:butoncedestined

forproduction,theydonotfailtofindawayoftransforming

themselvesintothingscapableofbeingappliedtoit。

2。Aswhateveroftheproduceofthecountryisdevotedto

productioniscapital,so,conversely,thewholeofthecapital

ofthecountryisdevotedtoproduction。Thissecondproposition,

however,mustbetakenwithsomelimitationsandexplanations。A

fundmaybeseekingforproductiveemployment,andfindnone,

adaptedtotheinclinationsofitspossessor:ittheniscapital

still,butunemployedcapital。Orthestockmayconsistofunsold

goods,notsusceptibleofdirectapplicationtoproductiveuses,

andnot,atthemoment,marketable:these,untilsold,areinthe

conditionofunemployedcapital。Again,artificialoraccidental

circumstancesmayrenderitnecessarytopossessalargerstock

inadvance,thatis,alargercapitalbeforeenteringon

production,thanisrequiredbythenatureofthings。Suppose

thatthegovernmentlaysataxontheproductioninoneofits

earlierstages,asforinstancebytaxingthematerial。The

manufacturerhastoadvancethetax,beforecommencingthe

manufacture,andisthereforeunderanecessityofhavinga

largeraccumulatedfundthanisrequiredfor,orisactually

employedin,theproductionwhichhecarrieson。Hemusthavea

largercapital,tomaintainthesamequantityofproductive

labour;or(whatisequivalent)withagivencapitalhemaintains

lesslabour。Thismodeoflevyingtaxes,therefore,limits

unnecessarilytheindustryofthecountry:aportionofthefund

destinedbyitsownersforproductionbeingdivertedfromits

purpose,andkeptinaconstantstateofadvancetothe

government。

Foranotherexample:afarmermayenteronhisfarmatsucha

timeoftheyea,thathemayberequiredtopayone,two,oreven

threequarters’rentbeforeobtaininganyreturnfromthe

produce。This,therefore,musthepaidoutofhiscapital。Now

rent,whenpaidforthelanditself,andnotforimprovements

madeinitbylabour,isnotaproductiveexpenditure。Itisnot

anoutlayforthesupportoflabour,orfortheprovisionof

implementsormaterialstheproduceoflabour。Itistheprice

paidfortheuseofanappropriatednaturalagent。Thisnatural

agentisindeedasindispensable(andevenmoreso)asany

implement:butthehavingtopayapriceforit,isnot。Inthe

caseoftheimplement(athingproducedbylabour)apriceof

somesortisthenecessaryconditionofitsexistence:butthe

landexistsbynature。Thepaymentforit,therefore,isnotone

oftheexpensesofproduction;andthenecessityofmakingthe

paymentoutofcapital,makesitrequisitethatthereshouldbea

greatercapital,agreaterantecedentaccumulationoftheproduce

ofpastlabour,thanisnaturallynecessary,orthanisneeded

wherelandisoccupiedonadifferentsystem。Thisextracapital,

thoughintendedbyitsownersforproduction,isinreality

employedunproductively,andannuallyreplaced,notfromany

produceofitsown,butfromtheproduceofthelaboursupported

bytheremainderofthefarmer’scapital。

Finally,thatlargeportionoftheproductivecapitalofa

countrywhichisemployedinpayingthewagesandsalariesof

labourers,evidentlyisnot,allofit,strictlyand

indispensablynecessaryforproduction。Asmuchofitasexceeds

theactualnecessariesoflifeandhealth(anexcesswhichinthe

caseofskilledlabourersisusuallyconsiderable)isnot

expendedinsupportinglabour,butinremuneratingit,andthe

labourerscouldwaitforthispartoftheirremunerationuntil

theproductioniscompleted;itneedsnotnecessarilypre—exist

ascapital:andiftheyunfortunatelyhadtoforegoit

altogether,thesameamountofproductionmighttakeplace。In

orderthatthewholeremunerationofthelabourersshouldbe

advancedtothemindailyorweeklypayments,theremustexistin

advance,andbeappropriatedtoproductiveuse,agreaterstock,

orcapital,thanwouldsufficetocarryontheexistingextentof

production:greater,bywhateveramountofremunerationthe

labourersreceive,beyondwhattheself—interestofaprudent

slave—masterwouldassigntohisslaves。Intruth,itisonly

afteranabundantcapitalhadalreadybeenaccumulated,thatthe

practiceofpayinginadvanceanyremunerationoflabourbeyonda

baresubsistence,couldpossiblyhavearisen:sincewhateveris

sopaid,isnotreallyappliedtoproduction,buttothe

unproductiveconsumptionofproductivelabourers,indicatinga

fundforproductionsufficientlyampletoadmitofhabitually

divertingapartofittoamereconvenience。

ItwillbeobservedthatIhaveassumed,thatthelabourers

arealwayssubsistedfromcapital:andthisisobviouslythe

fact,thoughthecapitalneedsnotnecessarilybefurnishedbya

personcalledacapitalist。Whenthelabourermaintainshimself

byfundsofhisown,aswhenapeasant—farmerorproprietorlives

ontheproduceofhisland,oranartisanworksonhisown

account,theyarestillsupportedbycapital,thatis,byfunds

providedinadvance。Thepeasantdoesnotsubsistthisyearon

theproduceofthisyear’sharvest,butonthatofthelast。The

artisanisnotlivingontheproceedsoftheworkhehasinhand,

butonthoseofworkpreviouslyexecutedanddisposedof。Eachis

supportedbyasmallcapitalofhisown,whichheperiodically

replacesfromtheproduceofhislabour。Thelargecapitalistis,

inlikemanner,maintainedfromfundsprovidedinadvance。Ifhe

personallyconductshisoperations,asmuchofhispersonalor

householdexpenditureasdoesnotexceedafairremunerationof

hislabouratthemarketprice,mustbeconsideredapartofhis

capital,expended,likeanyothercapital,forproduction:and

hispersonalconsumption,sofarasitconsistsofnecessaries,

isproductiveconsumption。

3。Attheriskofbeingtedious,Imustaddafewmore

illustrations,tobringoutintoastillclearerandstronger

lighttheideaofCapital。AsM。Saytrulyremarks,itisonthe

veryelementsofoursubjectthatillustrationismostusefully

bestowed,sincethegreatesterrorswhichprevailinitmaybe

tracedtothewantofathoroughmasteryovertheelementary

ideas。Noristhissurprising:abranchmaybediseasedandall

theresthealthy,butunsoundnessattherootdiffuses

unhealthinessthroughthewholetree。

Letusthereforeconsiderwhether,andinwhatcases,the

propertyofthosewholiveontheinterestofwhattheypossess,

withoutbeingpersonallyengagedinproduction,canberegarded

ascapital。Itissocalledincommonlanguage,and,with

referencetotheindividual,notimproperly。Allfundsfromwhich

thepossessorderivesanincome,whichincomehecanusewithout

sinkinganddissipatingthefunditself,aretohimequivalentto

capital。Buttotransferhastilyandinconsideratelytothe

generalpointofview,propositionswhicharetrueofthe

individual,hasbeenasourceofinnumerableerrorsinpolitical

economy。Inthepresentinstance,thatwhichisvirtuallycapital

totheindividual,isorisnotcapitaltothenation,according

asthefundwhichbythesuppositionhehasnotdissipated,has

orhasnotbeendissipatedbysomebodyelse。

Forexample,letpropertyofthevalueoftenthousandpounds

belongingtoA,belenttoB,afarmerormanufacturer,and

employedprofitablyinB’soccupation。Itisasmuchcapitalas

ifitbelongedtoB。Aisreallyafarmerormanufacturer,not

personally,butinrespectofhisproperty。Capitalworthten

thousandpoundsisemployedinproduction——inmaintaining

labourersandprovidingtoolsandmaterials;whichcapital

belongstoA,whileBtakesthetroubleofemployingit,and

receivesforhisremunerationthedifferencebetweentheprofit

whichityieldsandtheinteresthepaystoA。Thisisthe

simplestcase。